DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lesley Pinckard
Feed of 09/15/2026
Also filed as Lesley Pinckard Mcleod
At current firm
8 y
since Nov 14, 2017
In the industry
26 y
since Apr 18, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Of Omaha Investor Services, Inc. independent RIA currentsince Nov 14, 2017 · Irving, Tx
- Wealth Watch Advisors, Inc independent RIAJul 7, 2015 to Oct 20, 2017 · Fort Worth, Tx
- Questar Asset Management, Inc. formerMar 24, 2014 to Jul 1, 2015 · Minneapolis, Mn
- Mutual Of Omaha Investor Services, Inc. independent RIASep 28, 2009 to Apr 8, 2014 · Irving, Tx
- MML Investors Services, LLC BD affiliatedJul 3, 2007 to Aug 14, 2009 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- Wealth Watch Advisors, Inc to Mutual Of Omaha Investor Services, Inc.left Oct 20, 2017, registered Nov 14, 2017 (25 days) · Other
- Questar Asset Management, Inc. to Wealth Watch Advisors, Incleft Jul 1, 2015, registered Jul 7, 2015 (6 days) · Other
- Mutual Of Omaha Investor Services, Inc. to Questar Asset Management, Inc.left Apr 8, 2014, registered Mar 24, 2014 (-15 days) · Other
- MML Investors Services, LLC to Mutual Of Omaha Investor Services, Inc.left Aug 14, 2009, registered Sep 28, 2009 (45 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address