RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• C•••••• R••••••
- R•• C•••••• G•••• state registered currentsince Apr 15, 2024 · San Diego, Ca
- S••••••••• A•••• M••••••••• L•• independent RIA currentsince May 4, 2012 · Austin, Tx
- L•••••• I••••••••• independent RIAJun 12, 2006 to May 3, 2012 · San Marcos, Tx
- G•••• A••••••• A•••••••• I••• formerMay 20, 2005 to Jun 12, 2006 · Cincinnati, Oh
- P•• A•••• M••••••••• I•• unclassifiedJan 10, 2005 to May 19, 2005 · Austin, Tx
- L•••••• I••••••••• to S••••••••• A•••• M••••••••• L••left May 3, 2012, registered May 4, 2012 (1 days) · Other
- G•••• A••••••• A•••••••• I••• to L•••••• I•••••••••left Jun 12, 2006, registered Jun 12, 2006 (0 days) · Other
- P•• A•••• M••••••••• I•• to G•••• A••••••• A•••••••• I•••left May 19, 2005, registered May 20, 2005 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address