RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• R•• B•••••••
- E•• F•••••••• A••••••• independent RIA currentsince Dec 10, 2024 · South Jordan, Ut
- H•••••• T••••••• • K•••• L•• independent RIANov 21, 2023 to Nov 8, 2024 · Holladay, Ut
- H•••••• T••••••• • K•••• L•• independent RIAApr 6, 2020 to Mar 11, 2022 · Holladay, Ut
- P•••••••• S••••••••• I••• BD affiliatedAug 8, 2017 to Feb 26, 2019 · Draper, Ut
- H•••••• T••••••• • K•••• L•• independent RIAAug 19, 2010 to Aug 6, 2015 · Orem, Ut
- I••••••• S••••••••• I••• unclassifiedSep 14, 2007 to Aug 18, 2010 · Lehi, Ut
- A•••••• A•••••••• I••• unclassifiedFeb 1, 2005 to Sep 14, 2007 · Salt Lake City, Ut
- E•• F•••••••• A••••••• independent RIAFeb 3, 2004 to Nov 18, 2004 · Midvale, Ut
- H•••••• T••••••• • K•••• L•• to E•• F•••••••• A•••••••left Nov 8, 2024, registered Dec 10, 2024 (32 days) · Affiliated broker-dealer or bank to independent RIA
- P•••••••• S••••••••• I••• to H•••••• T••••••• • K•••• L••left Feb 26, 2019, registered Apr 6, 2020 (405 days) · Affiliated broker-dealer or bank to another
- H•••••• T••••••• • K•••• L•• to P•••••••• S••••••••• I•••left Aug 6, 2015, registered Aug 8, 2017 (733 days) · Other
- I••••••• S••••••••• I••• to H•••••• T••••••• • K•••• L••left Aug 18, 2010, registered Aug 19, 2010 (1 days) · Other
- A•••••• A•••••••• I••• to I••••••• S••••••••• I•••left Sep 14, 2007, registered Sep 14, 2007 (0 days) · Other
- E•• F•••••••• A••••••• to A•••••• A•••••••• I•••left Nov 18, 2004, registered Feb 1, 2005 (75 days) · Other
- T•••••• R•• B••••••• left H•••••• T••••••• • K•••• L•• for E•• F•••••••• A••••••• (registered 2024-12-10)Nov 8, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address