DFX Intelligence
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Registered advisor
K•••• A••••• M•••••
Feed of 09/14/2026
Also filed as K•••• A••••• J••••
At current firm
4 y
since Aug 5, 2022
In the industry
24 y
since Nov 15, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B• R•••• W••••• A•••••••• I••• BD affiliated currentsince Aug 5, 2022 · Sandusky, Oh
- P•• W••••• M••••••••• BD affiliatedApr 18, 2012 to Jul 13, 2017 · Sandusky, Oh
- E••••• J•••• national BDJan 25, 2007 to Feb 23, 2012 · Sandusky, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Jul 13, 2017, registered Aug 5, 2022 (1849 days) · Other
- E••••• J•••• to P•• W••••• M•••••••••left Feb 23, 2012, registered Apr 18, 2012 (55 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address