DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Angelica R Walter

Rfg Advisory, LLCindependent RIAAu Train, Mi dual registrantIAPD 4178185

Feed of 09/15/2026

Also filed as Angelica R Ballard

At current firm

1 y

since Jan 23, 2025

In the industry

26 y

since Jun 6, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/angelica-walter-a10270147reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Rfg Advisory, LLC independent RIA current
since Jan 23, 2025 · Au Train, Mi
Raymond James & Associates, Inc. national BD
Nov 8, 2016 to Jan 28, 2025 · Denver, Co
Wells Fargo Advisors wirehouse
Jan 3, 2011 to Nov 16, 2016 · Denver, Co
Wells Fargo Investments, LLC unclassified
Jun 15, 2004 to Jan 3, 2011 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

Raymond James & Associates, Inc. to Rfg Advisory, LLC
left Jan 28, 2025, registered Jan 23, 2025 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Wells Fargo Advisors to Raymond James & Associates, Inc.
left Nov 16, 2016, registered Nov 8, 2016 (-8 days) · Wirehouse to affiliated broker-dealer or bank
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

Angelica R Walter left Raymond James & Associates, Inc. for Rfg Advisory, Llc (registered 2025-01-23)
Jan 28, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address