RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• D••••• M•••••
- F•••• A••••••••• F•••••••• N•••••• L•• independent RIA currentsince Jan 1, 2026 · Layfette, Co
- A•••••• S••••• C•••••• asset managerMay 13, 2020 to Oct 22, 2025 · Berkeley, Ca
- I••••• I•••••••• independent RIAJan 3, 2019 to Jan 13, 2020 · Aptos, Ca
- F•••• A••••••••• F•••••••• N•••••• L•• independent RIAJun 3, 2016 to Jan 2, 2019 · Lafayette, Co
- B••••• W•••• I••••••••• I••• unclassifiedApr 23, 2012 to Dec 31, 2015 · Lafayette, Co
- B••••• W•••• I••••••••• I••• unclassifiedApr 23, 2012 to Dec 31, 2014 · Lafayette, Co
- B••••• W•••• I••••••••• I••• unclassifiedApr 23, 2012 to Dec 31, 2016 · Lafayette, Co
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerMar 25, 2004 to Jun 6, 2016 · Boulder, Co
- A•••••• S••••• C•••••• to F•••• A••••••••• F•••••••• N•••••• L••left Oct 22, 2025, registered Jan 1, 2026 (71 days) · Other
- I••••• I•••••••• to A•••••• S••••• C••••••left Jan 13, 2020, registered May 13, 2020 (121 days) · RIA to RIA
- F•••• A••••••••• F•••••••• N•••••• L•• to I••••• I••••••••left Jan 2, 2019, registered Jan 3, 2019 (1 days) · RIA to RIA
- B••••• W•••• I••••••••• I••• to F•••• A••••••••• F•••••••• N•••••• L••left Dec 31, 2016, registered Jun 3, 2016 (-211 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to B••••• W•••• I••••••••• I•••left Jun 6, 2016, registered Apr 23, 2012 (-1505 days) · Other
- R•••• D••••• M••••• left A•••••• S••••• C•••••• for F•••• A••••••••• F•••••••• N•••••• L•• (registered 2026-01-01)Oct 22, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address