DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D••••• J•••• T•••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since May 29, 2026
In the industry
26 y
since Jun 5, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 29, 2026 · North Birmingham, Al
- S•••••••• A••••••• L•• national BDMar 31, 2025 to May 28, 2026 · Alabaster, Al
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 17, 2021 to Mar 31, 2025 · Birmingham, Al
- P•••• S••••••••• L•• no RAUMMar 24, 2021 to Jul 12, 2021 · Metairie, La
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 28, 2020 to Oct 1, 2020 · Vestavia, Al
- E•••• S••••••••• L•• BD affiliatedJul 6, 2009 to Jun 8, 2020 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to L•• F•••••••• L••left May 28, 2026, registered May 29, 2026 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- P•••• S••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 12, 2021, registered Aug 17, 2021 (36 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Oct 1, 2020, registered Mar 24, 2021 (174 days) · Affiliated broker-dealer or bank to another
- E•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jun 8, 2020, registered May 28, 2020 (-11 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 28, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address