DFX Intelligence
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Registered advisor
G••••••• J•••• S•••••
Feed of 09/15/2026
At current firm
6 y
since Jun 26, 2020
In the industry
26 y
since Jun 21, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• S••••••• N•••••• independent RIA currentsince Jun 26, 2020 · Frankfort, Ky
- F••••• I••••••••• independent RIAOct 12, 2011 to May 29, 2020 · Georgetown, Ky
- E•••••••• A•••••••• L•• national BDAug 12, 2008 to Oct 13, 2011 · Lexington, Ky
Moves
a registration end followed by a registration begin elsewhere
- F••••• I••••••••• to A••••••• S••••••• N••••••left May 29, 2020, registered Jun 26, 2020 (28 days) · RIA to RIA
- E•••••••• A•••••••• L•• to F••••• I•••••••••left Oct 13, 2011, registered Oct 12, 2011 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address