DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard E Falcione
Certified Financial Planner
Feed of 09/14/2026
Also filed as Richard E. Falcione
At current firm
7 y
since Feb 27, 2019
In the industry
27 y
since Jul 1, 1999 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T. Rowe Price Associates, Inc. asset manager currentsince Feb 27, 2019 · Carmel, In
- T. Rowe Price Advisory Services, Inc. BD affiliatedJun 15, 2018 to Mar 6, 2019 · Baltimore, Md
- Amundi Pioneer Institutional Asset Management, Inc. formerApr 20, 2006 to May 25, 2018 · Boston, Ma
- Amundi Asset Management US, Inc. formerAug 31, 2004 to Apr 20, 2006 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- T. Rowe Price Advisory Services, Inc. to T. Rowe Price Associates, Inc.left Mar 6, 2019, registered Feb 27, 2019 (-7 days) · corporate re-registration, not a move
- Amundi Pioneer Institutional Asset Management, Inc. to T. Rowe Price Advisory Services, Inc.left May 25, 2018, registered Jun 15, 2018 (21 days) · Other
- Amundi Asset Management US, Inc. to Amundi Pioneer Institutional Asset Management, Inc.left Apr 20, 2006, registered Apr 20, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address