RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• G•••••• W•••••
- F•••• T•••• W••••• A••••••• L•• mixed wealth currentsince Sep 24, 2021 · Atlanta, Ga
- F•••• T•••• S••••••••• I••• BD affiliatedOct 9, 2015 to Jul 21, 2021 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerOct 14, 2005 to Apr 10, 2014 · Atlanta, Ga
- S••••••• F•••••••• S•••••••• I••• formerMay 11, 2004 to Sep 15, 2005 · Atlanta, Ga
- F•••• T•••• S••••••••• I••• to F•••• T•••• W••••• A••••••• L••left Jul 21, 2021, registered Sep 24, 2021 (65 days) · Affiliated broker-dealer or bank to a newly registered adviser
- S••••••• I••••••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••left Apr 10, 2014, registered Oct 9, 2015 (547 days) · Other
- S••••••• F•••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Sep 15, 2005, registered Oct 14, 2005 (29 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address