RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•• P•••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Feb 4, 2026 · Fort Lauderdale, Fl
- C•••••• S••••• • C••• I••• national BDApr 18, 2022 to Sep 23, 2025 · Fort Lauderdale, Fl
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 16, 2016 to Sep 7, 2023 · Fort Lauderdale, Fl
- T• A••••••••• I••• formerMar 7, 2016 to Oct 14, 2022 · Fort Lauderdale, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 27, 2012 to Feb 18, 2016 · Boca Raton, Fl
- P•• W••••• M••••••••• BD affiliatedMar 3, 2011 to Apr 19, 2012 · Pompano Beach, Fl
- C•••••• S••••• • C••• I••• to T• P•••••• C••••• W••••• L••left Sep 23, 2025, registered Feb 4, 2026 (134 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Apr 18, 2022 (-507 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Mar 16, 2016 (-2403 days) · corporate re-registration, not a move
- V•••• F•••••••• A•••••••• I••• to T• A••••••••• I•••left Feb 18, 2016, registered Mar 7, 2016 (18 days) · Other
- P•• W••••• M••••••••• to V•••• F•••••••• A•••••••• I•••left Apr 19, 2012, registered Apr 27, 2012 (8 days) · Other
- G•• P••••• left C•••••• S••••• • C••• I••• for T• P•••••• C••••• W••••• L•• (registered 2026-02-04)Sep 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address