RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M•••• B••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Dec 1, 2025 · Price, Ut
- G•• W••••• S••••••••• G••••• L•• formerMar 27, 2017 to Dec 1, 2025 · Price, Ut
- L•• F•••••••• L•• BD affiliatedSep 11, 2003 to Dec 5, 2025 · Price, Ut
- E•••••••• A•••••••• L•• national BDFeb 23, 2001 to Sep 11, 2003 · Price, Ut
- L•• F•••••••• L•• to G•• W••••• S••••••••• G••••• L••left Dec 5, 2025, registered Mar 27, 2017 (-3175 days) · Other
- G•• W••••• S••••••••• G••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 1, 2025, registered Dec 1, 2025 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Sep 11, 2003, registered Sep 11, 2003 (0 days) · Other
- A•••• M•••• B•••• left L•• F•••••••• L•• for G•• W••••• S••••••••• G••••• L•• (registered 2017-03-27)Dec 5, 2025 · Advisor changed firm · fact
- A•••• M•••• B•••• left G•• W••••• S••••••••• G••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-12-01)Dec 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address