DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Mahes William Prasad
Feed of 09/14/2026
Also filed as Mahes William Prasad
At current firm
0 y
since Feb 13, 2026
In the industry
26 y
since May 22, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U.S. Bancorp Advisors, LLC BD affiliated currentsince Feb 13, 2026 · Denver, Co
- U.S. Bancorp Investments, Inc. formerSep 20, 2021 to Feb 13, 2026 · Scottsdale, Az
- Juncture Wealth Advisors, LLC formerSep 16, 2020 to Jun 3, 2021 · Phoenix, Az
- Integrated Wealth Concepts LLC independent RIANov 26, 2019 to Feb 21, 2020 · Scottsdale, Az
- Wells Fargo Advisors wirehouseJan 3, 2011 to May 10, 2018 · Scottsdale, Az
- Wells Fargo Investments, LLC unclassifiedMar 1, 2005 to Jan 3, 2011 · Oro Valley, Az
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to U.S. Bancorp Advisors, LLCleft Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- Juncture Wealth Advisors, LLC to U.S. Bancorp Investments, Inc.left Jun 3, 2021, registered Sep 20, 2021 (109 days) · RIA to affiliated broker-dealer or bank
- Integrated Wealth Concepts LLC to Juncture Wealth Advisors, LLCleft Feb 21, 2020, registered Sep 16, 2020 (208 days) · RIA to a newly registered adviser
- Wells Fargo Advisors to Integrated Wealth Concepts LLCleft May 10, 2018, registered Nov 26, 2019 (565 days) · Wirehouse to independent RIA
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address