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Registered advisor
J••••••• A•• S•••••
Feed of 09/15/2026
Also filed as Ali Sultan
At current firm
1 y
since Sep 5, 2025
In the industry
25 y
since Nov 16, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Plano, Tx
- A•••••• A••••••• S••••••• formerMar 5, 2019 to Sep 5, 2025 · Dallas, Tx
- S•••••••• I••••••••• M••••••••• formerJan 23, 2017 to Mar 8, 2018 · Saint Louis, Mo
- S•••••••• A••••••• L•• national BDAug 27, 2014 to Aug 5, 2016 · West Hartford, Ct
- M••••• S•••••• wirehouseAug 9, 2013 to Jul 21, 2014 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to A•••••• A••••••• S•••••••left Mar 8, 2018, registered Mar 5, 2019 (362 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to S•••••••• I••••••••• M•••••••••left Aug 5, 2016, registered Jan 23, 2017 (171 days) · Other
- M••••• S•••••• to S•••••••• A••••••• L••left Jul 21, 2014, registered Aug 27, 2014 (37 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address