RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• M•••••• C••••
- A•••••• W••••• M••••••••• L•• independent RIA currentsince May 12, 2023 · Atlanta, Ga
- C••••••• W••••• M••••••••• formerMay 3, 2018 to Dec 13, 2023 · Atlanta, Ga
- K•••• M••••••••• formerMay 18, 2016 to Jul 11, 2018 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedFeb 26, 2013 to May 27, 2016 · Atlanta, Ga
- N•• E•••••• S••••••••• C••••••••• formerDec 2, 2011 to Mar 4, 2013 · Atlanta, Ga
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 1, 2003 to Nov 17, 2011 · Atlanta, Ga
- C••••••• W••••• M••••••••• to A•••••• W••••• M••••••••• L••left Dec 13, 2023, registered May 12, 2023 (-215 days) · RIA to RIA · moved with a team
- K•••• M••••••••• to C••••••• W••••• M•••••••••left Jul 11, 2018, registered May 3, 2018 (-69 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to K•••• M•••••••••left May 27, 2016, registered May 18, 2016 (-9 days) · Other
- N•• E•••••• S••••••••• C••••••••• to L•• F•••••••• L••left Mar 4, 2013, registered Feb 26, 2013 (-6 days) · Other
- M•• I•••••••• S•••••••• L•• to N•• E•••••• S••••••••• C•••••••••left Nov 17, 2011, registered Dec 2, 2011 (15 days) · Other
- J••• M•••••• C•••• left C••••••• W••••• M••••••••• for A•••••• W••••• M••••••••• L•• (registered 2023-05-12)Dec 13, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address