DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Catalyst Wealth Management

Former SEC-registered adviserAtlanta, GeorgiaCRD 291138SEC 801-112814IAPD
Legal name Catalyst Wealth Management, LLC
Latest filing Mar 31, 2023
First filing on the tape Mar 10, 2018 · 21 filings
RAUM
$193M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
98%
$189M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$193M as of Mar 31, 2023
Mar 26, 2019$140M then
HNW client RAUM$88.9M as of Mar 31, 2023
Mar 26, 2019$87.4M then
State-registered IARs (5.B.3)6 as of Mar 31, 2023
Mar 26, 20199 then
Employees (5.A)10 as of Mar 31, 2023
Mar 26, 201913 then
Private funds: no history
RAUM -38% over the last fiscal year+4.1% a year over threeIARs 8 to 6
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
RAUM per advisor
$32.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
52derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$252,780derivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.7derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-38%derivedbetween the last two annual amendments
Advisor growth, one year
-25%derivedItem 5.B.3 between annual amendments
Client growth, one year
-28%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Wrap fee program
$125MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$100M52%
  • High-net-worth individuals$88.9M46%
  • Corporations and businesses$3.4M1.8%
  • Charitable organizations$453,1540.2%
Individual clients
268reported
HNW clients
42reported
Pension plan clients
0reported
Charitable clients
1reported
Accounts
763reported
Financial planning clients
26-50reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Smallwood Lisa Hamilton · Chief Operations Officercontrol
    since 07/2018 · owns less than 5%
  • Scott David Mirolli · Managing Partnercontrol
    since 03/2015 · owns 25% to 50%
  • Allen David Pierce · Managing Partnercontrol
    since 02/2009 · owns 25% to 50%
  • David Christopher Pullaro · Managing Partnercontrol
    since 02/2009 · owns 25% to 50%
  • Timothy Brian Pierce · Partner
    since 11/2019 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Atlanta, Ga · principal000
Suwanee, Ga000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,090 to 763
    Feb 23, 2023 to Mar 31, 2023
  • Advisory employees · 8 to 6
    Feb 23, 2023 to Mar 31, 2023
  • BD registered reps · 7 to 3
    Feb 23, 2023 to Mar 31, 2023
  • Corporate clients · 4 to 3
    Feb 23, 2023 to Mar 31, 2023
  • HNW clients · 65 to 42
    Feb 23, 2023 to Mar 31, 2023
  • Individual clients · 365 to 268
    Feb 23, 2023 to Mar 31, 2023
  • Employees · 14 to 10
    Feb 23, 2023 to Mar 31, 2023
  • State-registered IARs · 8 to 6
    Feb 23, 2023 to Mar 31, 2023
  • Discretionary RAUM · $249M to $188M
    Feb 23, 2023 to Mar 31, 2023
  • HNW RAUM · $130M to $88.9M
    Feb 23, 2023 to Mar 31, 2023
  • Individual RAUM · $174M to $100M
    Feb 23, 2023 to Mar 31, 2023
  • Non-discretionary RAUM · $60.9M to $4.9M
    Feb 23, 2023 to Mar 31, 2023
  • RAUM · $310M to $193M
    Feb 23, 2023 to Mar 31, 2023
  • Accounts · 902 to 1,090
    Sep 2, 2021 to Mar 31, 2022
  • Advisory employees · 9 to 8
    Sep 2, 2021 to Mar 31, 2022
  • BD registered reps · 8 to 7
    Sep 2, 2021 to Mar 31, 2022
  • Corporate clients · 3 to 4
    Sep 2, 2021 to Mar 31, 2022
  • HNW clients · 66 to 65
    Sep 2, 2021 to Mar 31, 2022
  • Individual clients · 308 to 365
    Sep 2, 2021 to Mar 31, 2022
  • Employees · 19 to 14
    Sep 2, 2021 to Mar 31, 2022
  • Other offices · 1 to 0
    Sep 2, 2021 to Mar 31, 2022
  • Discretionary RAUM · $163M to $249M
    Sep 2, 2021 to Mar 31, 2022
  • HNW RAUM · $115M to $130M
    Sep 2, 2021 to Mar 31, 2022
  • Individual RAUM · $99.5M to $174M
    Sep 2, 2021 to Mar 31, 2022
  • Non-discretionary RAUM · $56.0M to $60.9M
    Sep 2, 2021 to Mar 31, 2022
  • RAUM · $219M to $310M
    Sep 2, 2021 to Mar 31, 2022
  • Employees · 13 to 19
    Jul 6, 2021 to Sep 2, 2021
  • State-registered IARs · 9 to 8
    Jul 6, 2021 to Sep 2, 2021
  • Accounts · 764 to 902
    Dec 15, 2020 to Mar 16, 2021
  • HNW clients · 64 to 66
    Dec 15, 2020 to Mar 16, 2021
  • Individual clients · 264 to 308
    Dec 15, 2020 to Mar 16, 2021
  • Employees · 14 to 13
    Dec 15, 2020 to Mar 16, 2021
  • Financial planning clients · 11-25 to 26-50
    Dec 15, 2020 to Mar 16, 2021
  • Other offices · 2 to 1
    Dec 15, 2020 to Mar 16, 2021
  • Discretionary RAUM · $90.6M to $163M
    Dec 15, 2020 to Mar 16, 2021
  • HNW RAUM · $95.9M to $115M
    Dec 15, 2020 to Mar 16, 2021
  • Individual RAUM · $71.4M to $99.5M
    Dec 15, 2020 to Mar 16, 2021
  • Non-discretionary RAUM · $80.3M to $56.0M
    Dec 15, 2020 to Mar 16, 2021
  • RAUM · $171M to $219M
    Dec 15, 2020 to Mar 16, 2021
  • HQ city · SUWANEE to ATLANTA
    Dec 11, 2020 to Dec 15, 2020
Signals
12 dated events
  • Jack Matthew Cayce left Catalyst Wealth Management for Apollon Wealth Management, Llc (registered 2023-05-12)
    Dec 13, 2023 · Advisor changed firm · fact
  • David Scott Mirolli left Catalyst Wealth Management for Apollon Wealth Management, Llc (registered 2023-05-18)
    Dec 13, 2023 · Advisor changed firm · fact
  • David Allen Pierce left Catalyst Wealth Management for Apollon Wealth Management, Llc (registered 2023-05-18)
    Dec 13, 2023 · Advisor changed firm · fact
  • Christopher David Pullaro left Catalyst Wealth Management for Apollon Wealth Management, Llc (registered 2023-05-18)
    Dec 13, 2023 · Advisor changed firm · fact
  • Brian Timothy Pierce left Catalyst Wealth Management for Apollon Wealth Management, Llc (registered 2023-05-08)
    Dec 13, 2023 · Advisor changed firm · fact
  • Catalyst Wealth Management's advisors moved to Apollon Wealth Management, LLC (Atlanta, GA): 5 of 5 registered, on the same day
    Dec 13, 2023 · Firm absorbed (people side) · derived
  • Catalyst Wealth Management reported RAUM $192.9M, down 38% from $309.6M (2023-02-23 to 2023-03-31)
    Mar 31, 2023 · RAUM change · derived
  • William Clay Tucker left Catalyst Wealth Management for Sequent Planning, Llc (registered 2023-01-17)
    Jan 10, 2023 · Advisor changed firm · fact
  • Thomas Mahone Tolleson left Catalyst Wealth Management for Perigon Wealth Management, Llc (registered 2022-10-03)
    Sep 30, 2022 · Advisor changed firm · fact
  • Caleb Will Huftalin left Catalyst Wealth Management for Ridgeline Private Wealth (registered 2022-03-02)
    Apr 22, 2022 · Advisor changed firm · fact
  • Smallwood Lisa Hamilton (Chief Operations Officer) appeared on Schedule A of Catalyst Wealth Management
    Mar 26, 2019 · Control person joined · fact
  • Catalyst Wealth Management filed its initial SEC registration (Form ADV)
    Mar 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026