RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L• T••••
- L•• E••••••••• L•• BD affiliated currentsince Nov 14, 2024 · Troy, Mi
- P•••• S••••••••• L•• no RAUMJan 28, 2021 to Nov 14, 2024 · Troy, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 2, 2018 to Nov 4, 2020 · Grand Haven, Mi
- A••••• A•• P••••••• S••••••• BD affiliatedFeb 11, 2013 to Jan 10, 2018 · Grand Rapids, Mi
- P•• W••••• M••••••••• BD affiliatedSep 3, 2010 to Dec 3, 2012 · Whitehall, Mi
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to P•••• S••••••••• L••left Nov 4, 2020, registered Jan 28, 2021 (85 days) · Affiliated broker-dealer or bank to another
- A••••• A•• P••••••• S••••••• to F•••• T•••• S••••••••• I•••left Jan 10, 2018, registered Feb 2, 2018 (23 days) · Other
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left Dec 3, 2012, registered Feb 11, 2013 (70 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address