RIA Intelligence

• W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
  since Aug 2, 2021 · Hagerstown, Md
• C••••••••• F•••••••• N•••••• national BD
  Nov 7, 2008 to Aug 2, 2021 · Hagerstown, Md
• S•• I••••••••• I••• former
  May 7, 2003 to Nov 10, 2008 · Hagerstown, Md
• L•• F•••••••• L•• BD affiliated
  Jan 1, 2002 to May 12, 2003 · Hagerstown, Md

• C••••••••• F•••••••• N•••••• to W••••• E••••••••• A••••••• S•••••••• L••
  left Aug 2, 2021, registered Aug 2, 2021 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
• S•• I••••••••• I••• to C••••••••• F•••••••• N••••••
  left Nov 10, 2008, registered Nov 7, 2008 (-3 days) · Other
• L•• F•••••••• L•• to S•• I••••••••• I•••
  left May 12, 2003, registered May 7, 2003 (-5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address