RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• M•••• V••••••
- E• W••••• A••••••• independent RIA currentsince Oct 8, 2025 · Torrance, Ca
- P•••••••• W•••••• L•• formerDec 13, 2011 to Jul 15, 2025 · San Francisco, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 9, 2001 to Nov 28, 2006 · San Mateo, Ca
- P•••••••• W•••••• L•• to E• W••••• A•••••••left Jul 15, 2025, registered Oct 8, 2025 (85 days) · RIA to RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•••••••• W•••••• L••left Nov 28, 2006, registered Dec 13, 2011 (1841 days) · Other
- K••••••• M•••• V•••••• left P•••••••• W•••••• L•• for E• W••••• A••••••• (registered 2025-10-08)Jul 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address