C•••• M••••• H•••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Jul 6, 2022 · Roanoke, Va
• W•••• F•••• A••••••• wirehouse
  Apr 5, 2010 to Jul 6, 2022 · Lynchburg, Va
• S••••••• I••••••••• S•••••••• I••• former
  Jan 31, 2008 to Apr 5, 2010 · Salem, Va
• S••••••• I••••••••• I••• former
  May 26, 2005 to Jan 23, 2008 · Roanoke, Va

• W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••
  left Jul 6, 2022, registered Jul 6, 2022 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Apr 5, 2010, registered Apr 5, 2010 (0 days) · Other
• S••••••• I••••••••• I••• to S••••••• I••••••••• S•••••••• I•••
  left Jan 23, 2008, registered Jan 31, 2008 (8 days) · Other

• ••• Locked
  Jul 6, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address