J•• F•••••• D•••••

A••••••• S••••••• N••••••independent RIATrophy Club, Tx IA-onlyIAPD 4195340

Feed of 09/14/2026

Also filed as J•••• F•••••• P••••••••• F•••••• D•••••

At current firm

3 y

since Jan 19, 2023

In the industry

26 y

since Oct 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• S••••••• N•••••• independent RIA current
since Jan 19, 2023 · Atlanta, Ga
C•••••• S••••• • C••• I••• national BD
Feb 13, 2019 to Nov 16, 2020 · Fort Worth, Tx
S•••••••• A••••••• L•• national BD
Apr 4, 2006 to Jul 12, 2017 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to A••••••• S••••••• N••••••
left Nov 16, 2020, registered Jan 19, 2023 (794 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left Jul 12, 2017, registered Feb 13, 2019 (581 days) · Affiliated broker-dealer or bank to another · moved with a team

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address