DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lonnie Gene Simpson
Feed of 09/14/2026
Also filed as Lonnie Gene Simpson
At current firm
1 y
since Nov 8, 2024
In the industry
26 y
since Aug 3, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Advisory Services, LLC BD affiliated currentsince Nov 8, 2024 · Auburn, Al
- Arbor Point Advisors formerOct 2, 2019 to Nov 8, 2024 · Auburn, Al
- Cetera Investment Advisers LLC BD affiliatedSep 29, 2015 to Nov 22, 2019 · Auburn, Al
- J P Turner & Company Capital Management, LLC formerAug 1, 2012 to Nov 13, 2015 · Auburn, Al
- Brokersxpress LLC formerMay 9, 2011 to Aug 2, 2012 · Auburn, Al
- Raymond James Financial Services Advisors, Inc BD affiliatedJan 2, 2009 to May 11, 2011 · Auburn, Al
- Raymond James Financial Services, Inc. unclassifiedJul 18, 2007 to Jan 2, 2009 · Auburn, Al
- Cetera Investment Services LLC formerApr 5, 2002 to Jul 17, 2007 · Troy, Al
Moves
a registration end followed by a registration begin elsewhere
- Arbor Point Advisors to Osaic Advisory Services, LLCleft Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
- Cetera Investment Advisers LLC to Arbor Point Advisorsleft Nov 22, 2019, registered Oct 2, 2019 (-51 days) · Affiliated broker-dealer or bank to another · moved with a team
- J P Turner & Company Capital Management, LLC to Cetera Investment Advisers LLCleft Nov 13, 2015, registered Sep 29, 2015 (-45 days) · corporate re-registration, not a move
- Brokersxpress LLC to J P Turner & Company Capital Management, LLCleft Aug 2, 2012, registered Aug 1, 2012 (-1 days) · Other
- Raymond James Financial Services Advisors, Inc to Brokersxpress LLCleft May 11, 2011, registered May 9, 2011 (-2 days) · Other
- Raymond James Financial Services, Inc. to Raymond James Financial Services Advisors, Incleft Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- Cetera Investment Services LLC to Raymond James Financial Services, Inc.left Jul 17, 2007, registered Jul 18, 2007 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address