RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• T• H••••••
- I•• W••••• M••••••••• L•• BD affiliated currentsince Jul 5, 2024 · Chicago, Il
- J••• H•••••• I••••••••• M••••••••• L•• asset managerMar 22, 2007 to Dec 17, 2007 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerMar 22, 2007 to Dec 17, 2007 · Boston, Ma
- V•• K••••• A••••••• I•• unclassifiedApr 23, 2004 to Mar 12, 2007 · Oakbrook Terrace, Il
- J••• H•••••• I••••••••• M••••••••• L•• to I•• W••••• M••••••••• L••left Dec 17, 2007, registered Jul 5, 2024 (6045 days) · Other
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Dec 17, 2007, registered Mar 22, 2007 (-270 days) · Other
- V•• K••••• A••••••• I•• to M••••••• I••••••••• M••••••••• ••• L••left Mar 12, 2007, registered Mar 22, 2007 (10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address