RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• W• T•••••
- C••••••••• W•••••• L•• independent RIA currentsince Apr 21, 2023 · Birmingham, Al
- C••••••••• W••••• M••••••••• formerAug 22, 2017 to Oct 31, 2018 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• formerAug 16, 2017 to May 4, 2023 · Birmingham, Al
- P•••••••• S••••••••• I••• BD affiliatedAug 22, 2014 to Aug 16, 2017 · Birmingham, Al
- E•••••••• A•••••••• L•• national BDJul 2, 2013 to Aug 6, 2014 · Trussville, Al
- P•••••••• S••••••••• I••• BD affiliatedSep 12, 2008 to Jul 18, 2013 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• formerAug 4, 2000 to Jun 18, 2007 · Birmingham, Al
- C•••••••• F•••••••• G•••• A••••••• to C••••••••• W••••• M•••••••••left May 4, 2023, registered Aug 22, 2017 (-2081 days) · Other · moved with a team
- C••••••••• W••••• M••••••••• to C••••••••• W•••••• L••left Oct 31, 2018, registered Apr 21, 2023 (1633 days) · Other · moved with a team
- P•••••••• S••••••••• I••• to C•••••••• F•••••••• G•••• A•••••••left Aug 16, 2017, registered Aug 16, 2017 (0 days) · Other
- E•••••••• A•••••••• L•• to P•••••••• S••••••••• I•••left Aug 6, 2014, registered Aug 22, 2014 (16 days) · Other
- P•••••••• S••••••••• I••• to E•••••••• A•••••••• L••left Jul 18, 2013, registered Jul 2, 2013 (-16 days) · Other
- C•••••••• F•••••••• G•••• A••••••• to P•••••••• S••••••••• I•••left Jun 18, 2007, registered Sep 12, 2008 (452 days) · Other
- T••• W• T••••• left C•••••••• F•••••••• G•••• A••••••• for C••••••••• W••••• M••••••••• (registered 2017-08-22)May 4, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address