DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Horace Lee Daniel
Raymond James Financial Services Advisors, IncBD affiliatedKensington, Mddual registrantIAPD 4199267
Feed of 09/14/2026
Also filed as Horace L Daniel
At current firm
0 y
since Aug 17, 2026
In the industry
28 y
since Nov 1, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Aug 17, 2026 · Kensington, Md
- LPL Financial LLC BD affiliatedMay 18, 2022 to Sep 3, 2026 · Chantilly, Va
- Cuna Brokerage Services, Inc. formerOct 8, 2019 to May 18, 2022 · Alexandria, Va
- Transamerica Financial Advisors, LLC BD affiliatedJan 25, 2018 to Aug 2, 2019 · American Fork, Ut
- Raymond James Financial Services Advisors, Inc BD affiliatedSep 14, 2016 to Aug 24, 2017 · Rockville, Md
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 29, 2015 to Aug 9, 2016 · Silver Spring, Md
- Thrivent Investment Management Inc. BD affiliatedDec 23, 2009 to Sep 11, 2012 · Sterling, Va
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Raymond James Financial Services Advisors, Incleft Sep 3, 2026, registered Aug 17, 2026 (-17 days) · Affiliated broker-dealer or bank to another
- Cuna Brokerage Services, Inc. to LPL Financial LLCleft May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- Transamerica Financial Advisors, LLC to Cuna Brokerage Services, Inc.left Aug 2, 2019, registered Oct 8, 2019 (67 days) · Affiliated broker-dealer or bank to another
- Raymond James Financial Services Advisors, Inc to Transamerica Financial Advisors, LLCleft Aug 24, 2017, registered Jan 25, 2018 (154 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James Financial Services Advisors, Incleft Aug 9, 2016, registered Sep 14, 2016 (36 days) · Other
- Thrivent Investment Management Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 11, 2012, registered Oct 29, 2015 (1143 days) · Other
Signals
- Horace Lee Daniel left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2026-08-17)Sep 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address