DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•••• L• H•••••

S••• L•••• I•••••••• F•• T•• G•••state registeredSeymour, InIA-onlyIAPD 4206519

Certified Financial Planner

Feed of 09/14/2026

Also filed as T•••• Lynne Ritter

At current firm

0 y

since Apr 8, 2026

In the industry

27 y

since Jan 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••• L•••• I•••••••• F•• T•• G••• state registered current
since Apr 8, 2026 · Seymour, In
O•••••••• F•••••••• S••••••• L•• independent RIA
Nov 1, 2017 to Jul 1, 2026 · Brownstown, In
B••••• W••••• C••••••••• I••• independent RIA
Nov 3, 2014 to Nov 29, 2017 · Brownstown, In
S••••••••• A••••••• G••••• L•• independent RIA
Mar 27, 2013 to Nov 3, 2014 · Brownstown, In
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIA
Feb 26, 2011 to Oct 2, 2014 · Brownstown, In
Q•• F•••••••• L•• unclassified
Aug 9, 2006 to Feb 11, 2011 · Brownstown, In
G• A• R••••• • C•••••• BD affiliated
Jan 23, 2004 to Aug 9, 2006 · Brownstown, In
A••••••• G•••••• S••••••••• I••••••••• unclassified
Jul 31, 2003 to Dec 31, 2003 · Brownstown, In

Moves

a registration end followed by a registration begin elsewhere

O•••••••• F•••••••• S••••••• L•• to S••• L•••• I•••••••• F•• T•• G•••
left Jul 1, 2026, registered Apr 8, 2026 (-84 days) · RIA to a state-registered adviser
B••••• W••••• C••••••••• I••• to O•••••••• F•••••••• S••••••• L••
left Nov 29, 2017, registered Nov 1, 2017 (-28 days) · Other · moved with a team
S••••••••• A••••••• G••••• L•• to B••••• W••••• C••••••••• I•••
left Nov 3, 2014, registered Nov 3, 2014 (0 days) · Other
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to S••••••••• A••••••• G••••• L••
left Oct 2, 2014, registered Mar 27, 2013 (-554 days) · Other
Q•• F•••••••• L•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••
left Feb 11, 2011, registered Feb 26, 2011 (15 days) · Other
G• A• R••••• • C•••••• to Q•• F•••••••• L••
left Aug 9, 2006, registered Aug 9, 2006 (0 days) · Other
A••••••• G•••••• S••••••••• I••••••••• to G• A• R••••• • C••••••
left Dec 31, 2003, registered Jan 23, 2004 (23 days) · Other

Signals

T•••• L• H••••• left O•••••••• F•••••••• S••••••• L•• for S••• L•••• I•••••••• F•• T•• G••• (registered 2026-04-08)
Jul 1, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address