RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• R••• H••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 27, 2017 · La Crosse, Wi
- W•••• F•••• A••••••• wirehouseJul 31, 2013 to Oct 27, 2017 · Winona, Mn
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Aug 5, 2013 · Onalaska, Wi
- M•• I••••••••• M••••••••• C•••• formerApr 27, 2010 to Apr 19, 2012 · Milwaukee, Wi
- M•• F•••••••• A•••••••• I••• formerSep 15, 2005 to Aug 1, 2012 · Onalaska, Wi
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 27, 2017, registered Oct 27, 2017 (0 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to W•••• F•••• A•••••••left Aug 5, 2013, registered Jul 31, 2013 (-5 days) · Other
- M•• F•••••••• A•••••••• I••• to M•• I••••••••• M••••••••• C••••left Aug 1, 2012, registered Apr 27, 2010 (-827 days) · corporate re-registration, not a move
- M•• I••••••••• M••••••••• C•••• to B•• H••••• F•••••••• A•••••••• I••left Apr 19, 2012, registered Aug 1, 2012 (104 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address