RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• R••••• L••
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Aug 30, 2022 · Irmo, Sc
- L•• F•••••••• L•• BD affiliatedMay 18, 2022 to Aug 26, 2022 · Irmo, Sc
- C••• B•••••••• S•••••••• I••• formerJul 3, 2018 to May 18, 2022 · Columbia, Sc
- W•••••• • R••• formerJul 23, 2007 to Jun 19, 2008 · Columbia, Sc
- A• G• E•••••• • S•••• I••• unclassifiedJun 30, 2006 to Oct 9, 2006 · Columbia, Sc
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedMar 3, 2006 to Jul 12, 2006 · Cayce, Sc
- M••••• S•••••• D• I••• unclassifiedAug 6, 2002 to Mar 2, 2006 · Columbia, Sc
- L•• F•••••••• L•• to E•••••• A••••••• G••••• L••left Aug 26, 2022, registered Aug 30, 2022 (4 days) · RIA to affiliated broker-dealer or bank
- C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
- W•••••• • R••• to C••• B•••••••• S•••••••• I•••left Jun 19, 2008, registered Jul 3, 2018 (3666 days) · Other
- A• G• E•••••• • S•••• I••• to W•••••• • R•••left Oct 9, 2006, registered Jul 23, 2007 (287 days) · Other
- F•••• C••••••• I••••••• S•••••••• I••• to A• G• E•••••• • S•••• I•••left Jul 12, 2006, registered Jun 30, 2006 (-12 days) · Other
- M••••• S•••••• D• I••• to F•••• C••••••• I••••••• S•••••••• I•••left Mar 2, 2006, registered Mar 3, 2006 (1 days) · Other
- R•••••• R••••• L•• left L•• F•••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2022-08-30)Aug 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address