RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• S••••
- M••••• S•••••• wirehouse currentsince May 27, 2026 · Honolulu, Hi
- E••••• J•••• national BDNov 25, 2015 to May 28, 2026 · Honolulu, Hi
- L•• F•••••••• L•• BD affiliatedNov 25, 2009 to Dec 8, 2015 · Honolulu, Hi
- B••••••• I••••••••• S•••••••• I••• ••••• formerAug 27, 2007 to Oct 22, 2009 · Honolulu, Hi
- B••••••• I••••••••• S•••••••• I••• ••••• formerJan 6, 2003 to Apr 30, 2007 · Honolulu, Hi
- C••••• A•••••• N••••••• L•• formerAug 13, 2002 to Jan 29, 2003 · Honolulu, Hi
- E••••• J•••• to M••••• S••••••left May 28, 2026, registered May 27, 2026 (-1 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- L•• F•••••••• L•• to E••••• J••••left Dec 8, 2015, registered Nov 25, 2015 (-13 days) · Other
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Oct 22, 2009, registered Nov 25, 2009 (34 days) · Other
- C••••• A•••••• N••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left Jan 29, 2003, registered Jan 6, 2003 (-23 days) · Other
- K•••• S•••• left E••••• J•••• for M••••• S•••••• (registered 2026-05-27)May 28, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address