DFX Intelligence
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Registered advisor
K•••••• J• M••••••
Feed of 09/14/2026
Also filed as K•••••• J• E••••••••• J• E••••••••• J• M••••••••• M••••••••• J•••••• M••••••
At current firm
10 y
since Jun 2, 2016
In the industry
25 y
since Oct 11, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 2, 2016 · Columbus, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 26, 2010 to Jun 29, 2015 · Charlotte, Nc
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Apr 16, 2010 · Laguna Hills, Ca
- W••• I••••••••• I••• unclassifiedJul 13, 2004 to May 2, 2009 · Irvine, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 31, 2000 to Jun 16, 2004 · Laguna Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jun 29, 2015, registered Jun 2, 2016 (339 days) · Wirehouse to wirehouse · moved with a team
- C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 16, 2010, registered May 26, 2010 (40 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W••• I••••••••• I•••left Jun 16, 2004, registered Jul 13, 2004 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address