DFX Intelligence
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Team lift-out
9 advisors left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Robert Paul Kimmel | Cypress, Ca | May 13, 2015 | Jun 29, 2015 |
| Anh Hoang Vu | Newport Beach, Ca | May 21, 2015 | May 29, 2015 |
| Rendi Wijaya | Fullerton, Ca | May 26, 2015 | Jun 11, 2015 |
| Berta Alicia Gordon | South Pasadena, Ca | Jun 1, 2015 | Jun 30, 2015 |
| Alison Oriana Vento | Los Angeles, Ca | Jun 10, 2015 | Mar 1, 2016 |
| Julie H. Nguyen | Milpitas, Ca | Jun 16, 2015 | Jun 15, 2015 |
| Ryan Fitzpatrick Burke | Westlake Village, Ca | Jun 19, 2015 | Sep 10, 2015 |
| Jacob Lionel Margo | Oakland, Ca | Jun 26, 2015 | Jul 24, 2015 |
| Kristen J. Mckelvy | Ladera Ranch, Ca | Jun 29, 2015 | Jun 2, 2016 |
The rule
- Registrations ended
- May 13, 2015 to Jun 29, 2015
- Registered next
- May 29, 2015 to Jun 2, 2016
- Branch state
- CA
- Cities
- 9, most in Cypress, Ca
- Registered there that day
- 17,176 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.