RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• D• S••••
- Professional profile
- linkedin.com/in/jon-stacy-088799214reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- S•••••••• E••••• P•••••••• L•• independent RIA currentsince Sep 8, 2023 · Sylvania, Oh
- L•• F•••••••• L•• BD affiliatedFeb 2, 2018 to Sep 20, 2023 · Sylvania, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedFeb 1, 2017 to Feb 2, 2018 · Temperance, Mi
- L•• F•••••••• L•• BD affiliatedMar 13, 2014 to Feb 1, 2017 · Toledo, Oh
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 26, 2013 to Mar 17, 2014 · Toledo, Oh
- L•• F•••••••• L•• to S•••••••• E••••• P•••••••• L••left Sep 20, 2023, registered Sep 8, 2023 (-12 days) · Affiliated broker-dealer or bank to a newly registered adviser
- H••••••••• F•••••••• A••••••• to L•• F•••••••• L••left Feb 2, 2018, registered Feb 2, 2018 (0 days) · Other · moved with a team
- L•• F•••••••• L•• to H••••••••• F•••••••• A•••••••left Feb 1, 2017, registered Feb 1, 2017 (0 days) · corporate re-registration, not a move
- V••• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Mar 17, 2014, registered Mar 13, 2014 (-4 days) · Other
- J•• D• S•••• left L•• F•••••••• L•• for S•••••••• E••••• P•••••••• L•• (registered 2023-09-08)Sep 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address