RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• W•••••••••
- B••••• P••••• A•••••••• L•• independent RIA currentsince Apr 22, 2019 · Summitt, Nj
- B••••• P••••• W••••• A•••••••• L•• formerApr 22, 2019 to Apr 27, 2020 · Summit, Nj
- H••••• W••••• A•••••••• L••• formerMar 23, 2017 to May 7, 2019 · Summit, Nj
- P••••••• W••••• M••••••••• G••••• L•• independent RIAJun 21, 2013 to Jul 24, 2014 · Flemington, Nj
- T•• P••••• S••••••••• asset managerJun 21, 2013 to Jul 24, 2014 · Flemington, Nj
- A••• W••••• S••••••••• formerOct 13, 2005 to May 7, 2013 · Watchung, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 2, 2002 to Aug 30, 2002 · Somerset, Nj
- B••••• P••••• W••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left Apr 27, 2020, registered Apr 22, 2019 (-371 days) · corporate re-registration, not a move
- H••••• W••••• A•••••••• L••• to B••••• P••••• W••••• A•••••••• L••left May 7, 2019, registered Apr 22, 2019 (-15 days) · RIA to RIA · moved with a team
- P••••••• W••••• M••••••••• G••••• L•• to H••••• W••••• A•••••••• L•••left Jul 24, 2014, registered Mar 23, 2017 (973 days) · Other
- T•• P••••• S••••••••• to P••••••• W••••• M••••••••• G••••• L••left Jul 24, 2014, registered Jun 21, 2013 (-398 days) · Other
- A••• W••••• S••••••••• to T•• P••••• S•••••••••left May 7, 2013, registered Jun 21, 2013 (45 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••• W••••• S•••••••••left Aug 30, 2002, registered Oct 13, 2005 (1140 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address