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Registered advisor
M•••••• T••• H••••••
Feed of 09/14/2026
At current firm
5 y
since Feb 17, 2021
In the industry
26 y
since Sep 1, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Savannah, Ga
- B••• S••••••••• L•• formerJun 6, 2017 to Feb 17, 2021 · Savannah, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 19, 2016 to Jun 7, 2017 · Savannah, Ga
- S••••••• I••••••••• S•••••••• I••• formerJun 20, 2011 to Dec 31, 2016 · Savannah, Ga
- W•••• F•••• A••••••• wirehouseMay 20, 2004 to Jun 14, 2011 · Savannah, Ga
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- T••••• A••••••• S•••••••• I••• to B••• S••••••••• L••left Jun 7, 2017, registered Jun 6, 2017 (-1 days) · Other · moved with a team
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 19, 2016 (-103 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Jun 14, 2011, registered Jun 20, 2011 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address