R••• B••••

• L•• F•••••••• L•• BD affiliated current
  since May 15, 2025 · Traverse City, Mi
• C••• F•••••••• S•••••••• L••• former
  Mar 2, 2012 to May 15, 2025 · San Diego, Ca
• P•• W••••• M••••••••• BD affiliated
  Nov 13, 2009 to Feb 8, 2012 · Traverse City, Mi
• N•••••• I••••••••• I••• unclassified
  Feb 23, 2007 to Nov 13, 2009 · Traverse City, Mi
• H••••••••• F•••••••• A••••••• BD affiliated
  Apr 3, 2006 to Feb 5, 2007 · Traverse City, Mi
• L•••••• F•••••••• S•••••••• I••• unclassified
  Nov 19, 2001 to Sep 13, 2005 · Chicago, Il

• C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
  left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
• P•• W••••• M••••••••• to C••• F•••••••• S•••••••• L•••
  left Feb 8, 2012, registered Mar 2, 2012 (23 days) · Other
• N•••••• I••••••••• I••• to P•• W••••• M•••••••••
  left Nov 13, 2009, registered Nov 13, 2009 (0 days) · corporate re-registration, not a move
• H••••••••• F•••••••• A••••••• to N•••••• I••••••••• I•••
  left Feb 5, 2007, registered Feb 23, 2007 (18 days) · Other
• L•••••• F•••••••• S•••••••• I••• to H••••••••• F•••••••• A•••••••
  left Sep 13, 2005, registered Apr 3, 2006 (202 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address