DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Michelle C Feilen
At current firm
17 y
since Jun 1, 2009
In the industry
25 y
since Nov 3, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Jun 1, 2009 · Bartlett, Il
- Citigroup Global Markets Inc. BD affiliatedJul 3, 2008 to Jun 1, 2009 · Chicago, Il
- Wintrust Investments formerMay 1, 2008 to Jul 30, 2008 · Chicago, Il
- Great Lakes Advisors, LLC otherMay 26, 2004 to Dec 31, 2006 · Chicago, Il
- Strategic Advisers LLC national BDJul 27, 2001 to Jan 24, 2003 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Wintrust Investments to Citigroup Global Markets Inc.left Jul 30, 2008, registered Jul 3, 2008 (-27 days) · Other
- Great Lakes Advisors, LLC to Wintrust Investmentsleft Dec 31, 2006, registered May 1, 2008 (487 days) · Other
- Strategic Advisers LLC to Great Lakes Advisors, LLCleft Jan 24, 2003, registered May 26, 2004 (488 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address