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RIA Intelligence
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Registered advisor
S••••• B••••••••• V•••••••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
At current firm
10 y
since Jun 17, 2016
In the industry
26 y
since Sep 5, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 17, 2016 · Beaverton, Or
- K•• I••••••••• S••••••• L•• BD affiliatedMay 21, 2009 to Jun 3, 2016 · Portland, Or
- C••••• C••••••• L•• formerJan 31, 2008 to Apr 7, 2009 · Denver, Co
- C••••• C••••••• L•• formerFeb 22, 2005 to Dec 31, 2007 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- K•• I••••••••• S••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 3, 2016, registered Jun 17, 2016 (14 days) · Other
- C••••• C••••••• L•• to K•• I••••••••• S••••••• L••left Apr 7, 2009, registered May 21, 2009 (44 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address