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Registered advisor
B•••• D•••• P•••••
Feed of 09/14/2026
Also filed as B•••• D•••• P•••••
At current firm
2 y
since Jun 3, 2024
In the industry
25 y
since Oct 24, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 3, 2024 · Greensboro, Nc
- O•••• F•• I••• formerJul 15, 2020 to May 16, 2024 · Greensboro, Nc
- L•• F•••••••• L•• BD affiliatedApr 25, 2014 to Jul 15, 2020 · Clemmons, Nc
- W•••• F•••• A••••••• wirehouseNov 16, 2009 to Apr 29, 2014 · Winston Salem, Nc
- B••• I••••••••• S•••••••• I••• formerJan 14, 2008 to Nov 13, 2009 · Winston-Salem, Nc
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to L•• F•••••••• L••left May 16, 2024, registered Jun 3, 2024 (18 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to O•••• F•• I•••left Jul 15, 2020, registered Jul 15, 2020 (0 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to L•• F•••••••• L••left Apr 29, 2014, registered Apr 25, 2014 (-4 days) · Other
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Nov 13, 2009, registered Nov 16, 2009 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address