RIA Intelligence

• F•••• P••••••• W•••••• L•• independent RIA current
  since Feb 6, 2025 · Eugene, Or
• M••••••• former
  Jul 30, 2018 to Mar 27, 2025 · Eugene, Or
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Sep 12, 2011 to Jul 13, 2018 · Eugene, Or
• F•••• A••••• S••••••••• I••• former
  Jul 23, 2009 to Aug 31, 2009 · Portland, Or
• T•• C••••••• C•••••• unclassified
  Nov 5, 2007 to Sep 18, 2008 · Portland, Or
• 1•• G••••• A••••••• I•• former
  Jan 30, 2003 to Jul 19, 2005 · Eugene, Or

• M••••••• to F•••• P••••••• W•••••• L••
  left Mar 27, 2025, registered Feb 6, 2025 (-49 days) · corporate re-registration, not a move
• V•••• F•••••••• A•••••••• I••• to M•••••••
  left Jul 13, 2018, registered Jul 30, 2018 (17 days) · Affiliated broker-dealer or bank to independent RIA
• F•••• A••••• S••••••••• I••• to V•••• F•••••••• A•••••••• I•••
  left Aug 31, 2009, registered Sep 12, 2011 (742 days) · Other
• T•• C••••••• C•••••• to F•••• A••••• S••••••••• I•••
  left Sep 18, 2008, registered Jul 23, 2009 (308 days) · Other
• 1•• G••••• A••••••• I•• to T•• C••••••• C••••••
  left Jul 19, 2005, registered Nov 5, 2007 (839 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

23derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address