RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S•• K••••••
- C••••••••• W••••• M••••••••• L•• independent RIA currentsince Mar 1, 2017 · Chesterfield, Mo
- R•• A•••••••• L•• independent RIAAug 11, 2014 to Feb 9, 2017 · Creve Coeur, Mo
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 3, 2003 to Dec 3, 2009 · Clayton, Mo
- M••••• S•••••• D• I••• unclassifiedFeb 1, 2002 to Feb 4, 2003 · St. Louis, Mo
- R•• A•••••••• L•• to C••••••••• W••••• M••••••••• L••left Feb 9, 2017, registered Mar 1, 2017 (20 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• A•••••••• L••left Dec 3, 2009, registered Aug 11, 2014 (1712 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 4, 2003, registered Feb 3, 2003 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address