RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L•••• K•••••••••
- A••••• W••••• independent RIA currentsince Feb 23, 2026 · West Hartford, Ct
- P•••••• W••••• M••••••••• L•• no RAUMMar 8, 2016 to Dec 31, 2025 · Fairfax, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 2, 2011 to Oct 31, 2014 · Fairfax, Va
- H••• S••••••••• •••• I••• BD affiliatedApr 20, 2010 to Apr 5, 2011 · Washington, Dc
- W•••• F•••• A••••••• wirehouseSep 25, 2006 to Aug 4, 2008 · Mclean, Va
- F•• S••••••••• C••••••••• formerDec 17, 2003 to Nov 17, 2004 · Denver, Co
- A••••••••• F•••••••• S•••••••• L•• national BDAug 18, 2000 to Aug 19, 2003 · Denver, Co
- P•••••• W••••• M••••••••• L•• to A••••• W•••••left Dec 31, 2025, registered Feb 23, 2026 (54 days) · RIA to RIA · moved with a team
- M•• I•••••••• S•••••••• L•• to P•••••• W••••• M••••••••• L••left Oct 31, 2014, registered Mar 8, 2016 (494 days) · Other
- H••• S••••••••• •••• I••• to M•• I•••••••• S•••••••• L••left Apr 5, 2011, registered May 2, 2011 (27 days) · Other
- W•••• F•••• A••••••• to H••• S••••••••• •••• I•••left Aug 4, 2008, registered Apr 20, 2010 (624 days) · Other
- F•• S••••••••• C••••••••• to W•••• F•••• A•••••••left Nov 17, 2004, registered Sep 25, 2006 (677 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to F•• S••••••••• C•••••••••left Aug 19, 2003, registered Dec 17, 2003 (120 days) · Other
- R••••• L•••• K••••••••• left P•••••• W••••• M••••••••• L•• for A••••• W••••• (registered 2026-02-23)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address