DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
A•••••• J••••• P•••
Feed of 09/14/2026
Also filed as A•••••• J••••• P•••
At current firm
9 y
since Apr 3, 2017
In the industry
25 y
since Nov 2, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Apr 3, 2017 · Wheaton, Il
- M••••• S•••••• wirehouseFeb 20, 2015 to Apr 4, 2017 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to B••••••••• C•••••• M••••••••• L••left Apr 4, 2017, registered Apr 3, 2017 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address