RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• S•••••• S••••••
- C•• F•••••••• S•••••••• L••••• independent RIA currentsince Sep 18, 2017 · Northfield, Nj
- C••••••••• A•••••••• L•• state registeredOct 2, 2017 to Dec 6, 2017 · Lansdale, Pa
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerDec 18, 2012 to Aug 31, 2017 · Lansdale, Pa
- I•••••••• I••••••••• A•••••••• L•• state registeredDec 4, 2012 to Sep 8, 2017 · Lansdale, Pa
- L•• F•••••••• L•• BD affiliatedSep 12, 2011 to Dec 14, 2012 · Paramus, Nj
- P••• A••••• S••••••••• L•• BD affiliatedJul 1, 2011 to Jul 29, 2011 · Montgomeryville, Pa
- P••••••• W••••• M••••••••• G••••• L•• independent RIAApr 22, 2008 to Feb 14, 2011 · Flemington, Nj
- L•• F•••••••• L•• BD affiliatedFeb 26, 2008 to Sep 20, 2010 · Flemington, Nj
- C••••••••• A•••••••• L•• to no registered destinationleft Dec 6, 2017 · Departure, no registered destination
- I•••••••• I••••••••• A•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Sep 8, 2017, registered Dec 18, 2012 (-1725 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C•• F•••••••• S•••••••• L•••••left Aug 31, 2017, registered Sep 18, 2017 (18 days) · Other
- L•• F•••••••• L•• to I•••••••• I••••••••• A•••••••• L••left Dec 14, 2012, registered Dec 4, 2012 (-10 days) · Other
- P••• A••••• S••••••••• L•• to L•• F•••••••• L••left Jul 29, 2011, registered Sep 12, 2011 (45 days) · Other
- P••••••• W••••• M••••••••• G••••• L•• to P••• A••••• S••••••••• L••left Feb 14, 2011, registered Jul 1, 2011 (137 days) · Other
- L•• F•••••••• L•• to P••••••• W••••• M••••••••• G••••• L••left Sep 20, 2010, registered Apr 22, 2008 (-881 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address