RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• P••• B••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Sep 10, 2025 · Canonsburg, Pa
- R•• C•••••• M••••••• L•• national BDApr 16, 2015 to Sep 19, 2025 · Canonsburg, Pa
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 24, 2015 · Upper St. Clair, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 1, 2008 to Jun 1, 2009 · Upper St. Clair, Pa
- H••••••••• I••• formerMay 21, 2002 to May 1, 2007 · Pittsburgh, Pa
- R•• C•••••• M••••••• L•• to R•••••• J•••• • A••••••••• I•••left Sep 19, 2025, registered Sep 10, 2025 (-9 days) · Affiliated broker-dealer or bank to another
- M••••• S•••••• to R•• C•••••• M••••••• L••left Apr 24, 2015, registered Apr 16, 2015 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- H••••••••• I••• to C•••••••• G••••• M•••••• I•••left May 1, 2007, registered May 1, 2008 (366 days) · Other
- R•••••• P••• B•••• left R•• C•••••• M••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2025-09-10)Sep 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address