RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L•••••• • A••••••••• L•• independent RIA currentsince Jan 14, 2026 · Adell, Wi
- C••••••••• F•••••••• N•••••• national BDNov 8, 2021 to Oct 1, 2025 · Adell, Wi
- P•••••••• S••••••••• I••• BD affiliatedApr 13, 2015 to Nov 16, 2021 · Adell, Wi
- C••••••••• F•••••••• N•••••• to L•••••• • A••••••••• L••left Oct 1, 2025, registered Jan 14, 2026 (105 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- P•••••••• S••••••••• I••• to C••••••••• F•••••••• N••••••left Nov 16, 2021, registered Nov 8, 2021 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••• J• D••••• left C••••••••• F•••••••• N•••••• for L•••••• • A••••••••• L•• (registered 2026-01-14)Oct 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address