DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••• X••••• G•••••• F••••••

I••••••• A••••••• S•••••••• L••mixed wealthMiami, Fl dual registrantIAPD 4233700

Feed of 09/14/2026

Also filed as M•••• X G••••••

At current firm

3 y

since Mar 22, 2023

In the industry

19 y

since Jul 3, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••• A••••••• S•••••••• L•• mixed wealth current
since Mar 22, 2023 · Miami, Fl
M••••• S•••••• wirehouse
Dec 6, 2019 to Feb 27, 2023 · Aventura, Fl
U•• F•••••••• S••••••• I••• wirehouse
May 10, 2012 to Dec 19, 2019 · Coral Gables, Fl
C•••••••• G••••• M•••••• I••• BD affiliated
Aug 22, 2007 to May 24, 2012 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to I••••••• A••••••• S•••••••• L••
left Feb 27, 2023, registered Mar 22, 2023 (23 days) · Wirehouse to independent RIA · moved with a team
U•• F•••••••• S••••••• I••• to M••••• S••••••
left Dec 19, 2019, registered Dec 6, 2019 (-13 days) · Wirehouse to wirehouse · moved with a team
C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••
left May 24, 2012, registered May 10, 2012 (-14 days) · Other

Signals

M•••• X••••• G•••••• F•••••• left M••••• S•••••• for I••••••• A••••••• S•••••••• L•• (registered 2023-03-22)
Feb 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address