RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• O••••• S•••••••
- A•••••••• F•••• M••••••••• L•• asset manager currentsince May 27, 2015 · Westerville, Oh
- J••• M••••• I••••••••• M••••••••• I••• asset managerJan 12, 2006 to Nov 10, 2009 · New York, Ny
- J••• M••••• A•••• M••••••••• unclassifiedDec 14, 2004 to Dec 31, 2005 · Columbus, Oh
- J••• M••••• A•••• M••••••••• unclassifiedMar 10, 2003 to Dec 1, 2004 · Columbus, Oh
- J••• M••••• I••••••••• M••••••••• I••• to A•••••••• F•••• M••••••••• L••left Nov 10, 2009, registered May 27, 2015 (2024 days) · Other
- J••• M••••• A•••• M••••••••• to J••• M••••• I••••••••• M••••••••• I•••left Dec 31, 2005, registered Jan 12, 2006 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address