M•••••• S•••• V•• B•••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Sep 15, 2016 · Leesburg, Va
• W•••• F•••• A••••••• wirehouse
  Sep 17, 2004 to Jan 24, 2012 · Herndon, Va
• S••••••• I••••••••• S•••••••• I••• former
  Jul 11, 2002 to Sep 21, 2004 · Vienna, Va

• W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••
  left Jan 24, 2012, registered Sep 15, 2016 (1696 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
• S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••
  left Sep 21, 2004, registered Sep 17, 2004 (-4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address