RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- O••••••••• institutional currentsince Jul 2, 2020 · Lakewood Ranch,, Fl
- L•• F•••••••• L•• BD affiliatedOct 9, 2014 to Dec 27, 2016 · Tampa, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedMay 12, 2014 to Jul 20, 2020 · Tampa, Fl
- V••• F•••••••• P•••••••• L•• formerAug 4, 2004 to Apr 4, 2014 · Addison, Tx
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedSep 11, 2003 to Jul 19, 2004 · Tampa, Fl
- I••••••••• F•••••••• P••••••• to L•• F•••••••• L••left Jul 20, 2020, registered Oct 9, 2014 (-2111 days) · Other
- L•• F•••••••• L•• to O•••••••••left Dec 27, 2016, registered Jul 2, 2020 (1283 days) · Other
- V••• F•••••••• P•••••••• L•• to I••••••••• F•••••••• P•••••••left Apr 4, 2014, registered May 12, 2014 (38 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to V••• F•••••••• P•••••••• L••left Jul 19, 2004, registered Aug 4, 2004 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address