RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A••• R•••••
- M•• F•••••••• state registered currentsince Nov 17, 2025 · Lake Oswego, Or
- N•••••••• A•••• M••••••••• independent RIAFeb 24, 2023 to Mar 31, 2026 · Lake Oswego, Or
- C••••••••• W•••••• L•• independent RIAAug 19, 2021 to Mar 3, 2023 · Lake Oswego, Or
- J•••••••• F•••••••• A••••••• formerJan 30, 2017 to Dec 31, 2021 · Center, Tx
- W•••• F•••• A••••••• wirehouseMay 15, 2009 to Jan 31, 2017 · Lake Oswego, Or
- D••• D••••••• • C•• independent RIAMar 17, 2006 to May 18, 2009 · Portland, Or
- N•••••••• A•••• M••••••••• to M•• F••••••••left Mar 31, 2026, registered Nov 17, 2025 (-134 days) · RIA to a state-registered adviser
- C••••••••• W•••••• L•• to N•••••••• A•••• M•••••••••left Mar 3, 2023, registered Feb 24, 2023 (-7 days) · RIA to RIA
- J•••••••• F•••••••• A••••••• to C••••••••• W•••••• L••left Dec 31, 2021, registered Aug 19, 2021 (-134 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to J•••••••• F•••••••• A•••••••left Jan 31, 2017, registered Jan 30, 2017 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- D••• D••••••• • C•• to W•••• F•••• A•••••••left May 18, 2009, registered May 15, 2009 (-3 days) · Other
- M••• A••• R••••• left N•••••••• A•••• M••••••••• for M•• F•••••••• (registered 2025-11-17)Mar 31, 2026 · Advisor changed firm · fact
- M••• A••• R••••• left C••••••••• W•••••• L•• for N•••••••• A•••• M••••••••• (registered 2023-02-24)Mar 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address